Form ADV

Last updated: May 2026

Form ADV is the uniform form used by investment advisers to register with the Securities and Exchange Commission (SEC) and state securities authorities. It contains important information about Finec Asset Management LLC's advisory services, fees, disciplinary history, and conflicts of interest.

What Form ADV Contains

Part 1 provides information about our business, ownership, clients, employees, business practices, affiliations, and any disciplinary events involving us or our employees.

Part 2A (Firm Brochure) describes in plain English our services, fees and compensation, performance-based fees, types of clients, investment strategies and risk of loss, disciplinary information, and other financial industry activities and affiliations.

Part 2B (Brochure Supplement) provides information about the specific individuals who provide investment advice to you on behalf of Finec.

Access Our Form ADV

Our most recent Form ADV is available on the SEC's Investment Adviser Public Disclosure (IAPD) system. We encourage all current and prospective clients to review this document carefully.

Our SEC File Number is 801-132849 and our CRD number is 231789.

View Form ADV on SEC IAPD →

Request a Copy

You may also request a paper copy of our Form ADV at any time, free of charge, by contacting us at contact@finec.us, by phone at +1 (858) 945-3192, or by writing to us at: 402 West Broadway, Suite 400, Office 70, San Diego, California 92101.

Annual Update

As required by Rule 204-1 under the Investment Advisers Act of 1940, Finec Asset Management LLC updates its Form ADV at least annually within 90 days of the end of our fiscal year, and promptly whenever information in the brochure becomes materially inaccurate.

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